Financial Sector

Finance institutions which seek our assistance face the challenge of rapid policy shifts, political conditions or related conditions impacting their industry. We assist businesses to keep up with the pace of these changes.

Further, we assist client’s with legal strategies and compliance issues, ranging across our areas of expertise, which cover most, if not all, of the transactions involved. Our professionals and alliances spread across major global locations collaborate among themselves to assist clients in multijurisdictional regulatory compliances, documentation and much more. We are mindful of financial transactions being affected by relevant laws across transactions which happen across modes and sectors in which our clients’ businesses are involved.

01. What is considered a financial service?

Financial services are the economic services provided by the finance industry, which encompasses a broad range of businesses that manage money, including credit unions, banks, credit-card companies, insurance companies, accountancy companies, consumer-finance companies, stock brokerages, investment funds, individual managers, and some government-sponsored enterprises.

02. What are financial services laws?

A financial services lawyer is a lawyer who practices within the financial industry. This includes areas like retail and investment banking, derivatives, capital markets, structured finance, funds, asset management, insurance, stock brokerages and any other business that deals with the management of money.

03. What is Financial Service Reform Act?

The Financial Services Reform Legislation (FSRL) which commences on 11 March 2002, is the culmination of an extensive reform program examining current regulatory requirements applying to the financial services industry. a single authorisation procedure for financial exchanges and clearing and settlement facilities.

We use our knowledge and experience to provide a complete legal service to clients in our core sectors.

Our 12 offices around the globe are always open for you. Our legal professionals work hand to hand to ensure we efficiently cover legal inquiries across our practice zones. Thank you for your interest in Kaden Boriss.

Request a Consultation